Showing, one job listing at a time, how toxic a JD is on the job market. Please don't go to law school.

Saturday, September 20, 2014

Legal and Compliance Analyst - DOE + bonus and benefits (New York, NY)

http://newyork.craigslist.org/mnh/acc/4659927083.html

[Ed.-- Want to be a legal and compliance analyst?  I sure hope you didn't make the mistake of going to law school.  I love the way that this one is phrased.  It's more explicit than most ads that a JD is an actively harmful credential.  One wonders how many ads state that "Candidate should not be a CPA."]

Legal and Compliance Analyst - DOE + bonus and benefits (New York, NY)

Legal and Compliance Analyst -
DOE + bonus and benefits

• Key role in both the day-to-day administration of the firm's compliance program and in the continuous
effort to improve and adapt the compliance program in a rapidly changing regulatory environment.
• Monitor and understand regulatory, compliance and legal developments affecting the firm.
• Assist in the performance of forensic testing for compliance with the firm's policies and procedures,
incorporating technology and analytics where appropriate.
• Produce, organize and maintain compliance recordkeeping.
• Manage the organization and exchange of documents in connection with negotiated purchases of
private equity and other non-exchange-traded instruments.
• Assist with regulatory filings in various jurisdictions globally.
• Perform due diligence of firm research providers, consultants, and counterparties.
• Help manage the process of periodically updating fund documents (offering memoranda, subscription
agreements, etc.) as well as the management company's compliance manual, code of ethics,
investor due diligence documents, and the like.
• Knowledge management: manage the storage and rapid retrieval of the extensive legal analysis the
firm's attorneys have performed and the legal advice received from outside counsel.

EDUCATION
• Bachelor's degree from a highly regarded college or university; candidate should have accumulated
an outstanding academic record.
• A professional license such as a CPA or a FINRA license would be viewed favorably, but is not
required.
Candidate should not have a JD

EXPERIENCE 
• Approximately two to six years of experience in an analytical role, such as broker-dealer compliance 
or risk-management, accounting, auditing, consulting, paralegal or other role involving detailed 
analysis and the management of large and complex aggregations of information.

Please send resume in confidence with code, LCA in subject line.

*AN EQUAL EMPLOYMENT OPPORTUNITY EMPLOYER*

1 comment:

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